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How To maintain Your Employee Compliance

Moustafa Ahmed July 17, 2023 3 min
employee Compliance

Ways to Maintain Employee Compliance

Work compliance is key in creating an integral system in your organization. Work compliance usually serves in the favour of the company and the employees alike. As part of human nature, there is sometimes resistance to compliance, rules and regulations.

Why Does The Compliance Goal?

This resistance is a result of unexplained and not clear rules that confuse employees. HR should maintain a professional approach towards ensuring all employees comply with regulations. The approach should not depend on a tough way of communication to avoid any dissatisfaction from employees.

What Is The Compliance Goal?

Work compliance establishes a sustainable environment and proves the company’s eagerness to achieve its goals by deploying a unified structure that ensures the employees’ rights and safety as well. There are various companies that include compliance and ethics adherence as part of their evaluation.

5 Ways to Maintain Employee Compliance

Avoiding too tight or too loose compliance rules leads to avoiding any dissatisfaction among employees. These are the best ways to maintain employee compliance within your organization.

1-Recruitment Process Compliance

Establishing a compliance process starts early with the recruitment process. Part of sourcing talents and talent management should be communicating clearly the internal policies, best practices for compliance, and state and international laws.

Your recruiter should explain to the new candidates the importance of following the company’s regulations for the health of the whole structure. That way, your new hires know ahead that there are certain compliance rules that are important to follow and they will become part of their everyday life at the company.

Compliance requirements are always in constant change and modification to count for changes in the business. HR personnel should depend on talent management tools to roll out new and track new updates. HR tools will ensure all employees are aware of the new updates which eventually leads to adherence and satisfaction.

2-Constant Application for Compliance Rules

After ensuring everyone in the organization is well-informed about compliance, it is the role of HR to maintain applying the rules across teams. HR should apply these rules to everyone from top management to internship candidates. Moreover, the rules should be applied in all situations without exceptions to ensure equality and fairness. Once employees notice that rules are applied without any special treatment, they will welcome them.

If compliance is not maintained, employees’ morale will be low and they will feel there is a lack of equality within the company. Consistent application of compliance rules is key in boosting the employees’ adherence.

3-Positive Approach Towards Compliance

Compliance can be easily opposed if it was forced. HR should focus on what rules need to be followed more than the forbidden rules. It will leave a positive impact to educate employees on what is best to be done and the reason behind it rather than telling them what not to do.

People usually tend to repel against forced rules, however, if the rules are positively explained to them they will happily adhere knowing that it will affect the greater good of the organization.

4-Regular Compliance Training

Know your HR has managed to communicate with the employees the compliance rules and has maintained applying and updating the rules, it will be ideal to train employees about compliance. Conducting regular compliance training reduces any room for mistakes. The compliance training should be over these topics:

5-Safety and health policies and procedures.

Offering the HR personnel contacts in case employees need to ask about compliance details.

What are the Ways of reporting compliance misconduct?


  • Emergency plan in case of risk situations.

You should not only depend on communicating compliance rules during onboarding. For a constant application of compliance procedures and standards, your training should always be ongoing.

  • Compliance Across Team Members and Managers

Each employee in the company has their rights and responsibilities. Part of their responsibilities is complying with rules whichever their position is. The concept of compliance is to create a unified structure to fit all employees regardless of their position.

When managers comply with rules, they send a clear message to team members that compliance is key to maintaining a healthy environment and will prove that this behavior is encouraged.
Reinforce Diversity

Workplace compliance guarantees the importance of diversity in the organization. Diversity is a culture that all organizations should follow. Educating the employees that the company is a safe place for all employees without any sort of discrimination boosts the satisfaction of all employees.

HR should encourage an acceptance culture without any differences. Diversity should be considered in all standards whether background, culture, beliefs, gender, and generation.

  • Encourage Discussing Difficult Topics

Part of your responsibility as HR is to provide a safe space for all employees to discuss and bring to light all the topics without any feeling uncomfortable. Employees should not feel there are certain taboos or unacceptable topics, instead, they should stand up for their values and report any sort of misconduct.

Topics like sexual harassment or any type of discrimination should be discussed and not only behind closed doors, compliance meetings should communicate and encourage all employees to talk about them freely without any restrictions.

  • Aim at Tangible Compliance Results

To achieve a true compliance culture in your organization, HR should get involved and not just deal with compliance policy as checkboxes. The main difference between the checkbox method and a tangible method is true conversation.

You might end up just communicating compliance rules from one side only without a true discussion. Encourage people to share and discuss their opinions and experiences. The checkbox method might make it look like you have ensured compliance across teams, but it will not leave any true impact without an open conversation with the employees.

In Conclusion:

compliance needs professional HR personnel who understand how employees react towards compliance rules. They need to offer more than compliance documents and rules, they need to listen and talk to employees in every aspect they find important for the employees and the structure of the organization.

Maintaining Employee Compliance

Your Workers Satisfaction Metrics Is Showing Where Your Business Is Heading

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